JOB RESPONSIBILITIES
The role of Senior Analyst Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:
- Understanding of EMEA regulations and compliance for reporting and risk assessment
- Preparing reports for portfolio management of fund oversight and understanding of onboarding funds and ongoing monitoring
- Drafted a process note for evaluating fund performance.
- Due diligence of funds preparing questioner and risk management
- Prepare summaries as per format provided and using information from variety of sources.
- Preparation of boards pack and boards meeting reporting
- Working on excel to create reports and present data.
- Prepare Monthly/Quarterly/Yearly reports and presentations.
- Maintain and manage document repositories.
- Collaborate with other team members to manage complex projects and ensure timely delivery of services.
- Utilize technology and software tools effectively to streamline legal and financial processes and enhance productivity.
- Provide guidance and support to junior analysts and team members, offering training, mentorship, and feedback as needed.
- Maintain confidentiality and adhere to ethical standards in handling sensitive legal information and client matters.
- Contribute to business development efforts by identifying opportunities for expanding services, nurturing client relationships.
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Reports to
Team Lead / Manager
How You Add Value
(including but are not limited to)
You have at least 3-4 years' experience in the Finance & Regulatory/ corporate/legal department of a fiduciary or have worked in a company engaged in providing finance services. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:
- Good exposure to finance compliance.
- Hands on experience of providing basic financial legal and compliance activities.
- Proficiency in using MS Office Suite
- Experience in working with different teams and platforms.
- Experience in writing compliance memos and preparing compliance reports a requirement.
- Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output.
- Ability to prepare written summaries using information from variety of sources.
- Coordination with internal and external clients
- Working on getting client approvals on SOP and documents prepared.
DESIRED SKILLS & COMPETENCIES
- Logical Thinking
- Excellent communication and writing skills
- Experience /exposure to similar work environment
- Exposure to writing reports
- Experience in analyzing documents
- Experience in copy editing/quality checks of the output as Quality Checker
- Ensuring appropriate use of quality methods, tools, and techniques in the project
- Handling and managing huge data
- Maintain detail documentation and reports for key stakeholders